The vast majority of seniors surveyed about Social Security's COLA say the number should be as much as five times higher than ...

Experts in the finance and wealth management industries say AI saves time and helps synthesize large amounts of data, but ...

Focus Financial Partners also merges two of its RIAs and Captrust buys up two practices together managing nearly $2 billion.

In December, the BlackRock Investment Institute stated that giving bitcoin a 1% to 2% weighting would produce a similar share ...

A lawyer in New York needs help paying off her loans from law school. Are educational assistance programs the answer?

The "model rule" for state regulators is meant to help clients distinguish between advisors who earn management fees and ...

Like any ranking, the list from SmartAsset comes with some caveats. But these firms are catering to a lot of high net worth ...

Getting healthy. Networking. Drawing the line on prices. Here are the ways wealth managers want to improve their practices — ...

Kenneth Silva Ballard, an investment advisor for First Affirmative Financial Network, seeks to carefully order the ...

A FINRA arbitration panel sided with a claimant who contended Wells and one of its advisors should have recognized telltale signs of elder fraud when their client decided to give away tens of ...

The tax-efficient, low-cost funds may have an even greater advantage over traditional mutual funds due to the IRS's lack of a definition for "substantially identical" securities.

Monica S. Simon is head of legal at Forge Global and has over 15 years of experience as a securities lawyer in both public ...