Deepali Bhargava joins the Netherlands-based financial institution from KKR and will lead the research team in the region. ING announced on Wednesday that it had appointed Deepali Bhargava as the new ...

The Deputy CEO steps down as four new senior appointments are made. The Hong Kong Stock Exchanges and Clearing (HKEX) announced several senior management appointments on Friday that seem to presage a ...

Following the appointment of Tan Su Shan as group CEO, DBS has unveiled more changes to its leadership team. Han joined DBS in 2019 and after serving as group head of strategy and planning, he took on ...

Australia’s markets regulator has sued HSBC for its alleged failure to protect customers from scams resulting in multi-million dollar losses. The Australian Securities and Investments Commission (ASIC ...

Hong Kong’s banking regulator fined a local unit of CITIC over violations of anti-money laundering rules. The Hong Kong Monetary Authority (HKMA) has imposed a penalty of HK$4 million ($510,000) ...

The Pittsburgh-based law firm appoints a versed lawyer to help with IPOs on the city stock exchange. Reed Smith indicated that it has hired Arthur Tso in Hong Kong as part of its Global Corporate ...

Hong Kong has successfully attracted the Philippines’ Khos, who run a 40-year conglomerate, to set up a family office in the city. The Kho family from the Philippines has set up a family office in ...

The city-state's regulator forces the US-based institution to cough up a civil penalty related to relationship managers overcharging clients on over-the-counter bond trades. The Monetary Authority of ...

The investment management arm of US-based Prudential Financial has announced the appointment of a Southeast Asia head. PGIM Investments has appointed Brenda Leow as head of Southeast Asia, according ...

Baltimore-based T. Rowe Price has announced an internal promotion to the role of head of APAC consultant relations. T. Rowe Price has promoted Cassandra Crowe to head of Asia Pacific consultant ...

The Singapore-based boutique asset manager appoints JC Chong to help meet the demand for independent wealth management services. Paragon Capital Management (PCM), a Singapore-based boutique asset ...